Rockfleet provides opportunities for entrepreneurial and resourceful employees to grow as individuals and become empowered professionally.

Open Positions

Head of Retail/Producing Branch Manager

Rockfleet is seeking a Head of Retail/Producing Branch Manager to grow its retail business. The Head of Retail will be responsible for all supervisory functions of the retail division, including, but not limited to, new account approvals, trade reviews/approvals, customer complaints, branch P&L, RR training, etc. The successful candidate must have a clean U4; his/her own book of business; a minimum of two years experience supervising the sales of equities, options, mutual funds, and variable annuities; and have passed the appropriate FINRA qualification examinations. Submit your resume.

Institutional Sales

Rockfleet has opportunities available for municipal and taxable fixed income institutional sales professionals with strong, established client relationships. Qualified candidates must have an entrepreneurial spirit, with superior communication and inter-personal skills. The successful candidate must have a clean U-4 and an established book of business. Submit your resume.

Fixed Income Portfolio Manager/Trader

Rockfleet is seeking an experience portfolio manager/trader to provide investment management solutions for municipal issuer clients. Qualified candidates will be the main point of contact for clients, provide research and investment recommendations, construct portfolios in accordance with clients' investment guidelines, provide periodic written reports to clients on portfolio performance, among other duties. The successful candidate must be a self-starter, have a clean U-4, and an existing client base is preferable. Submit your resume.

Arbitrage Services Specialist

Rockfleet is seeking an expert to handle all facets of bond compliance and arbitrage services for municipal issuer clients. Qualified candidates must be knowledgeable on complex topics such as debt analysis, private activity bonds, tax credit bonds, and more. The successful candidate must have a clean U-4 and an existing client base is preferable. Submit your resume.

Rockfleet offers BrightChoices® Exchange, an innovative online market where employees select from an array of products best designed to protect them and their families, in addition to other financial benefits.




Rockfleet is committed to ensuring equal employment opportunity for all employees, including qualified employment applicants. The company strives to maintain an environment free of discrimination based on race, color, religion, gender, national origin, ancestry, age, disability, veteran status, marital status, sexual orientation, citizenship, or any other protected category or characteristics. This equal employment opportunity policy applies to all employment practices, including but not limited to recruiting, hiring, advertising, promotion, transfer, reductions in force, social and recreational programs, training, employee development, compensation and fringe benefits, discipline and termination.