Records - of
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POS
Date

Selling

Method

$mm*

Issue

State

Ratings

Maturities

T/E

Txbl

AMT

Role

Links

10/19/2017 16:03:52

Neg

115

New York State Housin

g Finance Agency Affordable Housing Revenue Bonds, 2017 Series K (Climate Bond Certified/Green Bonds)

NY

UR/NR/NR

2021-2050

Y

N

http://emma.msrb.org/IssuerView/IssuerDetails.aspx?cusip=64986Y

POS

EMMA

10/19/2017 9:11:44

10/26/2017

Comp

250

County of Santa Clara General Obligation Bonds (Election of 2016), 2017 Series A (Federally Taxable) (Dedicated Unlimited Ad Valorem Property Tax Bonds)

CA

NR/AAA/AA+

N

Y

N

Bidding

POS

EMMA

10/19/2017

10/26/2017

Comp

713

Washington Suburban Sanitary, MD Consolidated PIB and Refunding Bonds of 2017

MD

Aaa/AAA/AAA

2018-2047

Y

N

N

Bidding

POS

EMMA

10/19/2017

10/26/2017

Comp

393

Santa Clara Unified School District, Carlifornia General Obligation Bonds, Election of 2014, Series 2017 and 2017 General Obligation Refunding Bonds

CA

Aaa/AA/NR

2018-2042

Y

N

N

Bidding

POS

EMMA

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Disclosure
* Preliminary, subject to change. Any price or quantity contained herein are not firm bids or offers either as to price or quantity and are provided solely for your information. This information is not intended as a solicitation or an offer to buy or sell any securities or related financial instruments. The information contained herein is based upon sources believed to be reliable, but its accuracy is not guaranteed. Rockfleet does not provide tax, legal, or accounting advice. Income from municipal securities may be subject to state and local taxes as well as the Alternative Minimum Tax. Call features may exist that can impact yield. If sold prior to maturity, investments in municipal securities are subject to gains/losses. Rockfleet may make a market in these securities or other securities of these issuers and/or may actively trade these securities for its customers and/or for its own account. Therefore, Rockfleet may have a position in any such securities at any time.