General Terms

By registering with us or using or browsing this web site, you acknowledge that you have read, understood, and agree to be bound by these terms. This web site is not directed to anyone younger than 18 and is offered only to users 18 years of age or older. Any person who provides his/her personal information through this web site represents that he/she are 18 years of age or older.

Access Subject to Local Restrictions

The information contained in this web site is not directed at, or intended for use by, any person who is a resident of, or is located in, any jurisdiction where the distribution of such information is contrary to local law or the distribution of such information is prohibited without obtaining the proper licenses.

Unauthorized Use

You agree not to attempt to gain unauthorized access to Rockfleet's computer systems or engage in any activity that disrupts, diminishes the quality of, interferes with the performance of, or impairs the functionality of, this web site. You agree not to authorize or encourage any third party to facilitate any of the foregoing prohibited conduct.

Products and Services

Products and services referenced herein may not be eligible for sale to residents of certain jurisdictions or certain investor classes.

No Offer

Any price or quantity indications contained herein are not firm bids or offers either as to price or quantity and are provided solely for your information. This information is not intended as a solicitation or an offer to buy or sell any securities or related financial instruments.


Income from securities may be subject to state and local taxes as well as the Alternative Minimum Tax. Call features may exist that can impact yield. If sold prior to maturity, investments in securities are subject to gains/losses. Rockfleet does not provide tax, legal or accounting advice.

Conflicts of Interest

Rockfleet may make a market in these securities or other securities of these issuers and/or may actively trade these securities for its customers and/or for its own account. Therefore, Rockfleet may have a position in any such securities or related security at any time.

Forward Looking Statements

The information contained herein may constitute "forward looking statements." While these forward looking statements may represent Rockfleet's judgment and future expections, certain risks, uncertainties and otehr important factors may cause actual developments and results to differ materially from expectations. Rockfleet is under no obligation to update or alter its forward looking statements.

No Warranty

The information contained herein is based on sources believed to be reliable, but its accuracy is not guaranteed. Rockfleet makes no warranties or representations or any kind, either express or implied, with respect to the information contained herein.

No Liability

In no event shall Rockfleet or any of its directors, employees or agents have any liability whatsoever to any person for any direct or indirect loss, liability, cost, claim, expense, or damage of any kind, whether in contract or in tort, including negligence, or otherwise, arising out of or related to the use of the information contained herein.

Electronic Communications

Pursuant to industry regulations, Rockfleet communication is subject to review and approval by a registered principal. Rockfleet does not accept orders or instructions sent by e-mail or other electronic messaging systems.

Registered Service Marks

"Rockfleet," "Rockfleet Financial," and the Rockfleet logo are registered service marks of Rockfleet Financial Services, Inc.

More Information

If you have any questions regarding these terms of use, you may contact us at