Rockfleet offers taxable and tax-exempt products and services designed to meet the needs of institutions and individuals.
- Fixed Income
- Excess SIPC
- Excess FDIC
- Retirement Accounts
- Cash Management
- Online Account Access
- Electronic Delivery
- Clearing Firm
Rockfleet offers taxable and tax-exempt fixed income products, including:
Rockfleet's new issue municipal securities calendar may be viewed here.
Examples of recent new issue municipal securities transactions may be viewed here.
Securities in accounts carried by First Southwest on bahlf of Rockfleet are protected in accordance with the Securities Investor Protection Corporation ("SIPC") up to $500,000 (including up to $250,000 for cash awaiting reinvestment). First Southwest also has arranged for Excess SIPC Insurance Coverage, which covers accounts up to $25 million per account. Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. For more details on SIPC, or to request a SIPC brochure, visit www.sipc.org or call 1-202-371-8300.
Bank Insured Deposit Program - FDIC Coverage
With Federal Deposit Insurance Corporation ("FDIC") insurance coverage at $250,000 per bank and based on the number of currently participating program banks, individual accounts at Rockfleet may be eligible for Federal Deposit Insurance Corporation ("FDIC") insurance protection in excess of $5 million through the Cash Force Bank Insured Deposit Program ("BIDP"). Joint accounts receive twice the amount of coverage. Balances in excess of these limits will be prompty swept back into the Government & Agency Securitiy Money Market Fund (CAGXX). The BIDP's current rate of interest is 0.04%.*
Please note that banks may be added or removed from the BIDP and that may affect the amount of FDIC insurance. The details of the rate paid by the program as well as the portion of the account balance being held at program banks are provided on monthly Rockfleet customer account statements. Clients always have the right to opt out of any particular financial institution should they so choose.
Complete program information and/or a list of participating banks may be requested here.
* The interest rate of the BIDP is current as of June 17, 2014.
Rockfleet offers a full range of retirement account products, including:
The newsletter provides analyses on major topics and issues affecting large clients active in the municipal securities market and educational tools as they relate to potentially misunderstood sectors, such as tax credit bonds. Underserviced institutional clients managing retail investments can use our analyses, resulting in increased order flow from this sector for new issue pricings.
Click here to subscribe.
Clients with brokerage accounts at Rockfleet qualify for free access to several newsletters published by Thomson Reuters, including:
Contact your financial advisor for information on how to subscribe.
Online Account Access
Clients may view their account information and place trades online.
To log into your Rockfleet account, click here.
Clients may elect for electronic delivery of statements, trade confirmations, proxy materials, and prospectus information. Contact your financial advisor for more information.
To view your Rockfleet account statements, click here.
First Southwest Company
Accounts are carried by First Southwest Company, member FINRA/SIPC.
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